EPSTEIN
page 6 / 556 . OCR, unverified
EFTA01402115
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Kavish Sharma; Uplabdhi Singh; Bradley Gitlin; Cynthia Rodriguez; William-M
Finn
Subject: EMS/260617960738: Check refrrerlas: 35269691-1125[I]
Classification : For internal use only
Hi All,
Please respond with a Pay/no pay decision for the mentioned in the
attachment - Signature Irregular.
If any of the transactions are deemed fraudulent, you must immediately
notify your business manager and report the fraud to PBFraudReporting.
Please follow the steps detailed in the fraud procedures.
https://dbpolicyportal.intranet.db.com/gpag/pdf/0901e5be8047bbla/-
filename is null.pdf
Please note that we must have a reply by 3:15 p.m (EST) today in order to
meet the Federal Reserve Check Clearing returns guidelines.
Regards,
Signature Verification
EFTA01402116
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EFTA01402117
--- SOURCE: IMAGES__0064__EFTA01402118.txt ---
METADATA_SOURCE: IMAGES0064
METADATA_FILENAME: EFTA01402118.pdf
----------------------------------------
Subject: RE: KYC Remediation update [I]
From: Bradley Gillin
Date: Thu, 23 Aug 2018 14:52:19 -0400
To: Terri Sohrab
Cc: Richard Iarossi
Classification: For internal use only
Updates in red below.
Khullar Relationship
•
AMAAN HOLDINGS LLC — Due Date 06/29/2018 — Pending SoS for
SAMRA Holdings Ltd (refer attached 1st email)
•
HATTAN HOLDINGS LLC — DueDate 06/29/2018 — Pending SoS for
SAMRA Holdings Ltd (refer attached 1st email)
•
MARSA HOLDINGS LLC — DueDate 06/29/2018 — Pending SoS for
SAMRA Holdings Ltd (refer attached 1st email)
o
Response from client, Deepak Khullar, on 8/9/18 - 'SoS for Samra- letter
of good standing will have to be sourced from the registrars - CITCO and
could take a week to ten days'
Jefferies Relationship:
•
JCP IV OP, LLC — DueDate 06/30/2018 —
o
All outstanding KYC Docs received yesterday, pending review.
Cerberus Relationship:
•
Cerberus Executive, LLC — DueDate 07/31/2018 — Awaiting docs
as per attached 3rd email. I am aware that you have followed up with client
on this, so thanks for that.
o
Working with Cerberus' Council. FinCEN Form, Certificate of Good
Standings (within 6 months), and constitutional docs from 6 entities were
requested.
Sillerman Relationship:
EFTA01402118
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Awaiting docs
Awaiting docs
Aircraft Acquisition Corporation — DueDate 08/03/2018 —
as per 4th email attached.
Sillerman Investment Company III, LLC — DueDate 08/03/2018 —
as per 4th email attached.
•
Tomorrow Foundation — DueDate 08/03/2018 — Pending CDD form
as per attached 5th email attached.
•
Elderberry X, LLC — DueDate 08/03/2018 — Pending CDD form as
per attached 5th email attached.
Awaiting docs
o
Requested
next week.
Sillerman Investment Corporation — DueDate 08/03/2018 —
as per 4th email attached.
FinCEN forms from Sillerman — should receive tomorrow/early
Southern Financial/Epstein Relationship:
•
Epstein, Jeffrey E. — DueDate 08/08/2018 — Awaiting docs as
per attached 5th email attached.
•
Southern Financial LLC - DueDate 08/08/2018 — Awaiting docs
as per attached 8th email attached.
•
Southern Trust Company, Inc. - DueDate 08/08/2018 — Awaiting
docs as per attached 5th email attached.
•
J. Epstein Virgin Islands Foundation, Inc - DueDate
08/08/2018 — Docs & confirmation required as per attached 10th email
•
GoldenTree Asset Management UK LLP- DueDate 08/09/2018 — Docs
& confirmation required as per attached 11th email
•
Gratitude America Ltd — DueDate 08/16/2018— Awaiting docs as
per attached 6th email attached.
•
Neptune, LLC — DueDate 08/16/2018 — Docs required as per
attached 2nd email
•
NES, LLC — DueDate 08/16/2018 — Docs & confirmation required
as per attached 9th email.
•
LSJE, LLC — DueDate 08/18/2018 — Awaiting docs as per
attached 8th email attached.
•
Hyperion Air, LLC — DueDate 08/18/2018 — Docs & confirmation
EFTA01402119
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required as per attached 10th email
•
JEGE, Inc — DueDate 08/18/2018 — Awaiting confirmation & docs
as per attached 7th email
•
JEGE, LLC — DueDate 08/18/2018 — Awaiting confirmation & docs
as per attached 7th email
•
Plan D, LLC — DueDate 08/18/2018 — Docs & confirmation
required as per attached 9th email.
•
Jeepers, Inc - DueDate 08/18/2018 — Awaiting confirmation &
docs as per attached 7th email